linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Neil Olson

Marex Capital Markets Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Neil? Claim Your Profile

About Neil Olson

Neil Olson is a financial professional with over 17 years of experience in the industry. Neil currently works at Marex Capital Markets Inc. as a registered representative. Neil Olson has previously worked at Cowen and Company, Cowen Prime Services LLC, Cowen Execution Services LLC, Convergex Prime Services LLC, and E*TRADE Securities LLC. Neil Olson is registered with FINRA and holds a Series 3, 4, 7, 55, 57, 63, 99, and SIE. Neil is currently registered in Connecticut, Georgia, Illinois, Massachusetts, Montana, New Jersey, New York, and Pennsylvania.

Firm Information

Neil Olson is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Neil Olson’s Registration & Firm History

GA

12/08/2023 - Present

Marex Capital Markets Inc. (Alpharetta GA)

GA

08/25/2021 - 12/13/2023

COWEN AND COMPANY (Alpharetta GA)

GA

08/09/2017 - 02/10/2022

COWEN PRIME SERVICES LLC (Alpharetta GA)

GA

07/24/2014 - 12/31/2017

COWEN EXECUTION SERVICES LLC (Alpharetta GA)

GA

03/15/2011 - 09/02/2014

CONVERGEX PRIME SERVICES LLC (ALPHARETTA GA)

GA

09/13/2006 - 03/28/2011

E*TRADE SECURITIES LLC (ALPHARETTA GA)

Not sure if Neil Olson is right for you?

Licenses & Designations

BC

Issued 09/18/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2012

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/09/2008

Series 3 - National Commodity Futures Examination

BC

Issued 09/12/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Neil Olson.
Not sure if Neil Olson is right for you?