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Neil Nilesh Shah

Lazard Freres & Co. LLC

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About Neil Nilesh Shah

Neil Nilesh Shah is a registered representative with Lazard Freres & Co. LLC. Neil holds the Series 63, SIE and Series 79 licenses. Prior to joining Lazard Freres & Co. LLC, Neil was employed by Lincoln International LLC. Neil has been in the financial services industry since May 12, 2018.

Firm Information

Neil Shah is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Shah’s Registration & Firm History

NY

08/16/2023 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

IL

07/30/2016 - 11/01/2021

LINCOLN INTERNATIONAL LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/07/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neil Nilesh Shah.
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