Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Motwani is a financial professional with over 15 years of experience in the industry. Neil has held positions at a number of prominent financial institutions, including Cowen and Company, BMO Capital Markets Corp, Nomura Securities International, Inc., and UBS Securities LLC. Neil currently works as a registered representative at TD Securities (USA) LLC. Neil holds Series 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
06/20/2019 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
04/06/2015 - 06/21/2019
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
11/05/2010 - 11/21/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
08/16/2010 - 05/10/2011
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
NY
05/17/2010 - 08/02/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/08/2008 - 04/15/2010
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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