Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Morris Terry has been a Registered Representative in the securities industry since 2007, with a Series 63 license and a Series 7 license. Neil is also a Registered Investment Advisor, holding a Series 65 license. Neil's experience includes time with Fidelity Brokerage Services LLC and ScotTrade, Inc. Currently, Neil is registered with Morgan Stanley in Ohio and Texas. Neil has extensive experience in the industry, having worked with a variety of clients, including individuals, corporations, and institutions. Neil is dedicated to providing personalized financial advice and helping clients achieve their financial goals. Neil has several specialized areas of expertise, including asset allocation advice, financial planning, and portfolio management. Neil is committed to providing clients with the highest level of service and integrity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
03/26/2020 - Present
Morgan Stanley (Toledo OH)
UT
09/04/2015 - 11/02/2016
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
MI
04/08/2010 - 08/26/2015
SCOTTRADE, INC. (NOVI MI)
UT
03/19/2007 - 05/20/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
IA
Issued 02/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2014
Series 4 - Registered Options Principal Examination
BC
Issued 01/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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