Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Morgan Kennedy is a financial advisor with Stifel, Nicolaus & Company, Inc. in MOBILE, AL. Neil is an investment professional with over 35 years of experience in the securities industry. Neil has worked for multiple firms in the industry, including Sterne, Agee & Leach, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Neil is licensed to offer financial advice in several states, including Alabama, Texas, Arkansas, Colorado, Florida, Georgia, Illinois, Louisiana, Mississippi, Missouri, New York, Pennsylvania, South Carolina, Tennessee, Utah, and Virginia. Neil's specialties include financial planning, pension consulting, and portfolio management for businesses and individuals. Neil is also a member of the Investment Committee for the Community Foundation of South Alabama and serves on the board of directors of the Alabama Policy Institute.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
11/12/2015 - Present
Stifel, Nicolaus & Company, Inc. (MOBILE AL)
AL
05/06/2008 - 07/07/2015
STERNE, AGEE & LEACH, INC. (MOBILE AL)
AL
04/25/1986 - 04/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOBILE AL)
IA
Issued 08/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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