Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Collins is a financial professional with over 14 years of experience in the financial services industry. Neil holds a Series 7, Series 3, Series 63, and Series 66 license and is a General Securities Principal (Series 24). Neil is currently registered with Finalis Securities LLC, which is a registered broker-dealer. Neil has previous experience with Greenwich Capital Partners, LLC, TCG Securities, L.L.C., UBS Global Asset Management (US) Inc., UBS Financial Services Inc., Blackrock Investments, Inc., Quellos Fund Services, LLC, and Quellos Brokerage Services, LLC. Neil is a licensed representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/10/2023 - Present
Finalis Securities LLC (New York NY)
CT
03/11/2020 - 04/25/2023
GREENWICH CAPITAL PARTNERS, LLC (GREENWICH CT)
DC
02/03/2014 - 04/21/2015
TCG SECURITIES, L.L.C. (WASHINGTON DC)
CT
10/02/2013 - 01/06/2014
UBS GLOBAL ASSET MANAGEMENT (US) INC. (STAMFORD CT)
WA
08/06/2010 - 07/29/2011
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
10/02/2007 - 05/06/2009
BLACKROCK INVESTMENTS, INC. (SEATTLE WA)
WA
10/24/2005 - 10/02/2007
QUELLOS FUND SERVICES, LLC (SEATTLE WA)
NJ
04/23/2001 - 10/24/2005
QUELLOS BROKERAGE SERVICES, LLC (PRINCETON NJ)
BC
Issued 05/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Neil Collins is the right advisor for you? Invested Better is here to help.
