Unclaimed
Neil Mohinani is a registered representative with Enclave Capital LLC. Neil has been in the securities industry since 2010 and has held previous positions with CABRERA CAPITAL MARKETS, LLC, Enclave Capital LLC, HOLD BROTHERS CAPITAL LLC, DAIWA SECURITIES AMERICA INC., CALYON SECURITIES (USA) INC, and ABN AMRO INCORPORATED. Neil holds Series 7, 24, 55, 57, and 63 licenses. Neil is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/02/2023 - Present
Enclave Capital LLC (BOCA RATON FL)
NY
08/17/2020 - 09/19/2022
CABRERA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/02/2014 - 12/03/2019
ENCLAVE CAPITAL LLC (NEW YORK NY)
NY
07/28/2011 - 11/07/2011
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NY
09/13/2006 - 10/07/2009
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
05/10/2004 - 06/10/2005
CALYON SECURITIES (USA) INC (NEW YORK NY)
CT
04/10/2001 - 11/04/2002
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 06/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2016
Series 57 - Securities Trader Exam
BC
Issued 07/10/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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