Unclaimed
Neil Meislick is a financial professional with extensive experience in the securities industry. Neil has held various roles at prominent firms such as TD Securities (USA) LLC, Raymond James & Associates, Inc., and Cantor Fitzgerald & Co.. Currently, Neil is registered with Citigroup Global Markets Inc. as a broker and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/13/2024 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
09/09/2021 - 12/01/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
03/19/2019 - 09/03/2021
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
01/04/2018 - 03/21/2019
AQUA SECURITIES L.P. (NEW YORK NY)
NY
01/05/2016 - 03/21/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/13/2015 - 10/30/2015
BATS TRADING, INC. (NEW YORK NY)
NY
03/31/2008 - 05/06/2015
DE ROUTE (New York NY)
NY
02/13/2007 - 04/09/2008
BEAR, STEARNS & CO. INC. (BROOKLYN NY)
NY
02/13/2007 - 04/09/2008
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NJ
03/29/2006 - 01/30/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
08/22/2005 - 12/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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