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Neil Matthew Sterba

AMG Distributors, Inc.

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About Neil Matthew Sterba

Neil Sterba is a financial advisor with over 27 years of experience in the industry. Neil is currently registered with AMG Distributors, Inc. and is licensed in six states: Connecticut, Indiana, Kentucky, Ohio, Pennsylvania, and Tennessee. He has held previous positions with DWS Investments Distributors, Inc, Victory Capital Advisors, Inc, McDonald Investments Inc., and BISYS Fund Services Limited Partnership. Neil's expertise includes securities, futures managed funds and securities industry essentials.

Firm Information

Neil Sterba is currently registered with AMG Distributors, Inc.. AMG Distributors, Inc. is a corporation formed on December 29, 2000. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Sterba’s Registration & Firm History

CT

02/21/2013 - Present

AMG Distributors, Inc. (STAMFORD CT)

IL

10/11/2005 - 01/02/2013

DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)

OH

01/02/2004 - 08/31/2005

VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)

OH

01/15/2003 - 12/31/2003

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

ME

01/10/2003 - 01/16/2003

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

ME

02/11/1999 - 12/31/2002

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

OH

08/07/1996 - 01/19/1999

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

NY

03/16/1994 - 08/09/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/16/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/1994

Series 31 - Futures Managed Funds Examination

BC

Issued 03/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neil Matthew Sterba.
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