Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Martinwilliam Charran is a financial professional with over 20 years of experience in the financial industry. Neil has held positions at several well-known firms, including Paine Webber Incorporated, Dean Witter Reynolds Inc., Refco Securities, LLC, and American Skandia Marketing, Inc. Currently, Neil is registered with Franklin Distributors, LLC. Neil is licensed to provide investment advice and securities trading services to clients in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2007 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
08/31/2004 - 10/24/2005
REFCO SECURITIES, LLC (NEW YORK NY)
CT
01/28/2000 - 12/15/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NJ
03/05/1999 - 11/24/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/20/1998 - 03/10/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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