Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Martin Kleinman is a financial advisor who has been in the industry since 2013. Neil is currently a registered representative of R. F. Lafferty & CO., Inc. Neil specializes in providing portfolio management for both individuals and investment companies. Neil is also a registered representative of Joseph Gunnar & Co. LLC, BMA Securities, and Cresta Capital Strategies, LLC. Neil holds the Series 63, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/13/2023 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
06/15/2023 - 08/02/2023
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
06/24/2011 - 01/03/2012
BMA SECURITIES (MELVILLE NY)
NY
05/06/2010 - 04/15/2011
CRESTA CAPITAL STRATEGIES, LLC (MELVILLE NY)
CA
05/13/2003 - 09/22/2003
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
FL
01/28/2000 - 05/10/2001
DISCOVERY CAPITAL GROUP (CORAL SPRINGS FL)
NY
03/25/1999 - 10/29/1999
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
10/20/1998 - 03/17/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
02/20/1996 - 10/12/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/29/1994 - 02/12/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
02/19/1993 - 08/01/1994
H.J. MEYERS & CO., INC. (ROCHESTER NY)
BC
Issued 01/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 06/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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