Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Marshall Austin is a registered representative with Fidelity Brokerage Services LLC. Neil holds Series 7TO, Series 63, and SIE licenses and is registered in 53 states, plus the District of Columbia, Puerto Rico, and the Virgin Islands. Neil has been in the financial services industry since August 1, 2022. Neil's branch office location is in Durham, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/02/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 08/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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