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Neil Maini

Lincoln International LLC

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About Neil Maini

Neil Maini is a registered representative with Lincoln International LLC. Neil has been working in the financial industry since 2020. Neil has passed the Series 63, SIE, and Series 79TO exams. Neil is currently registered in California, Illinois, New York, and Texas.

Firm Information

Neil Maini is currently registered with Lincoln International LLC. Lincoln International LLC is a Limited Liability Company that was formed on March 28, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has also received approval for its registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Maini’s Registration & Firm History

NY

03/05/2021 - Present

Lincoln International LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2020

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neil Maini.
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