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Neil Leon Ferguson

U.s. Bancorp Investments, Inc.

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About Neil Leon Ferguson

Neil Leon Ferguson is a financial advisor with U.S. Bancorp Investments, Inc. located in Maumelle, Arkansas. Neil has been in the financial services industry since March 2000. Neil holds a Series 66 and Series 7 license as well as a Securities Industry Essentials (SIE) designation. Neil is registered with the state of Arkansas and has previous registrations in Colorado, Florida, Illinois, Indiana, Louisiana, Minnesota, Missouri, Nevada, New Jersey, North Carolina, Oklahoma, Tennessee, and Texas. Neil works with individuals, high net worth individuals, businesses, pension and profit-sharing plans, and charitable organizations.

Firm Information

Neil Ferguson is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Neil Ferguson’s Registration & Firm History

AR

06/10/2024 - Present

U.s. Bancorp Investments, Inc. (Maumelle AR)

AR

01/05/2001 - 07/01/2011

INVESTMENT PROFESSIONALS, INC. (LITTLE ROCK AR)

MN

02/23/2000 - 12/08/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/23/2000 - 12/08/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 01/04/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Neil Leon Ferguson. Review regulatory record here.
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