Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Lauro is a financial professional with over 34 years of experience in the industry. Neil is currently registered with LPL Financial LLC in Mineola, New York. Neil has previously been registered with Ameriprise Financial Services, LLC, Raymond James & Associates, Inc., Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Sanders Morris Harris Inc., Blackford Securities Corp., Ladenburg, Thalmann & Co., Inc., and Paragon Capital Corporation. Neil specializes in providing financial planning, portfolio management, and consulting services for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
11/09/2023 - Present
LPL Financial LLC (MINEOLA NY)
NY
02/20/2019 - 11/14/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Mineola NY)
NY
10/24/2008 - 02/07/2019
RAYMOND JAMES & ASSOCIATES, INC. (WOODBURY NY)
NY
01/01/2008 - 11/11/2008
WACHOVIA SECURITIES, LLC (HUNTINGTON NY)
NY
10/03/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HUNTINGTON NY)
TX
07/01/2000 - 10/09/2003
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NY
10/02/1996 - 07/01/2000
BLACKFORD SECURITIES CORP. (GARDEN CITY NY)
NY
09/25/1990 - 10/18/1996
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NJ
03/26/1990 - 09/27/1990
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
NY
10/16/1989 - 03/24/1990
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NJ
03/23/1989 - 09/09/1989
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
BC
Issued 06/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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