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Neil Kumar Mehta

Apollo Global Securities, LLC

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About Neil Kumar Mehta

Neil Mehta is a financial professional with over 10 years of experience in the financial services industry. Neil is currently registered with Apollo Global Securities, LLC and holds the Series 7, Series 24, Series 79, and SIE licenses. Before joining Apollo Global Securities, LLC, Neil worked at Goldman, Sachs & Co. Neil's professional background provides him with a comprehensive understanding of the investment markets and a commitment to providing clients with personalized advice and exceptional service.

Firm Information

Neil Mehta is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Mehta’s Registration & Firm History

NY

07/20/2018 - Present

Apollo Global Securities, LLC (NEW YORK NY)

NY

09/04/2006 - 07/29/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/12/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neil Kumar Mehta.
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