Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Kosygin Shah is a registered representative with CTC, LLC. Neil has been in the securities industry for over 4 years. Neil holds the Series 63, Series 7, Series 57, and SIE licenses. Neil is located in New York, NY and has previously worked for NATWEST MARKETS SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/30/2022 - Present
CTC, LLC (New York NY)
CT
08/30/2019 - 07/27/2022
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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