linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Neil Kevin Flaherty

Newedge Advisors

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Neil? Claim Your Profile

About Neil Kevin Flaherty

Neil Flaherty is an Investment Advisor Representative with Newedge Advisors. Neil has been in the financial services industry since 1997 and holds a Series 7, Series 66, and SIE licenses. Neil is a Certified Financial Planner and has worked with TIAA-CREF Individual & Institutional Services, LLC and QUICK & REILLY, INC. Neil also holds a Series 66, a Series 7 and a SIE license. Neil provides financial planning, portfolio management, and pension consulting services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans.

Firm Information

Neil Flaherty is currently registered with Newedge Advisors. Newedge Advisors is an investment advisor with over $10 billion in assets under management. They provide a wide range of financial planning and advisory services to individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals. The firm has over 396 investment advisor representatives and 194 registered representatives located throughout the United States. Newedge Advisors also offers wrap fee programs.
Newedge Advisors

858 CAMP STREET

NEW ORLEANS, LA 70130

$18.43B

Assets Under Management

141

Total Clients

420

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Neil Flaherty’s Registration & Firm History

MA

12/04/2023 - Present

Newedge Advisors (Reading MA)

MA

09/14/1998 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ANDOVER MA)

NY

09/26/1997 - 07/17/1998

QUICK & REILLY, INC. (NEW YORK NY)

Not sure if Neil Kevin Flaherty is right for you?

Licenses & Designations

BOTH

Issued 02/21/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Neil Kevin Flaherty.
Not sure if Neil Kevin Flaherty is right for you?