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Neil Joseph Ahearn is a financial advisor with over 30 years of experience in the industry. He is currently registered with Osaic Wealth, Inc., a firm with offices in Scottsdale, Arizona and Newtown, Pennsylvania. Neil has a broad range of experience in the financial services industry, including experience in portfolio management for both individuals and businesses. He is also a registered Investment Advisor Representative (IAR). Neil holds several professional licenses and certifications, including Series 7, Series 31, Series 63 and Series 65. He has a strong commitment to providing personalized financial advice to his clients and assisting them in achieving their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
06/21/2000 - 09/14/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
PA
09/17/1996 - 06/20/2000
PINNACLE ASSET MANAGEMENT, INC. (FAIRLESS HILLS PA)
NY
07/20/1988 - 09/26/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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