Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil John Okeeffe is a financial professional with over 16 years of experience in the financial services industry. Neil is currently a Registered Representative at Charles Schwab & CO., Inc. Neil has held prior roles at BANCWEST INVESTMENT SERVICES, INC., U.S. BANCORP INVESTMENTS, INC., and SANFORD C. BERNSTEIN & CO., LLC. Neil is a Series 66, Series 7, Series 10, Series 9, Series 24 and SIE licensed professional and has a proven track record of providing exceptional financial advice to clients. Neil offers a variety of services, including financial planning and portfolio management. Neil is committed to providing clients with personalized financial guidance to help them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
04/05/2019 - Present
Charles Schwab & CO., Inc. (Walnut Creek CA)
CA
09/13/2016 - 03/04/2019
BANCWEST INVESTMENT SERVICES, INC. (SAN RAMON CA)
CA
04/19/2013 - 09/02/2016
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
09/06/2004 - 02/28/2012
SANFORD C. BERNSTEIN & CO., LLC (SAN FRANCISCO CA)
BOTH
Issued 09/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Neil Okeeffe is the right advisor for you? Invested Better is here to help.
