Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Kvasnak is a financial advisor with Rockefeller Financial LLC. Neil has been in the financial services industry since 2009. Neil holds Series 7, 63, and 66 licenses and is registered to provide investment advisory services in 32 states. Neil has experience working with high-net-worth individuals, corporations, and charitable organizations. Neil focuses on providing financial planning, portfolio management, and pension consulting services. Neil was previously employed by UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
07/11/2022 - Present
Rockefeller Financial LLC (ATLANTA GA)
VT
03/31/2017 - 07/12/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BURLINGTON VT)
VT
07/02/2010 - 04/11/2017
UBS FINANCIAL SERVICES INC. (SOUTH BURLINGTON VT)
MO
10/01/2000 - 04/03/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
06/19/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 07/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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