Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil John Davies is a financial professional with over 20 years of experience in the securities industry. Neil is currently registered with Truist Securities, Inc. in Atlanta, GA. Neil previously worked at Wachovia Capital Markets, LLC in Charlotte, NC and Wachovia Securities, LLC in St. Louis, MO. Neil holds a number of licenses including Series 79TO, Series 57TO, SIE, Series 55, Series 17, and Series 24. Neil is licensed to sell securities in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
04/26/2005 - Present
Truist Securities, Inc. (ATLANTA GA)
NC
07/01/2003 - 02/28/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
03/01/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 05/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/28/2002
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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