Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Cohen is a financial advisor with J.p. Morgan Securities LLC. Neil has over 25 years of experience in the financial services industry. Neil has a broad range of experience in investment management, financial planning, and portfolio management. Neil is a Series 7, 25, 55, 63, and 66 licensed advisor. Neil also holds a real estate license. Neil is registered to provide investment advice in multiple states, including California and Texas. Neil is committed to providing personalized investment advice and financial planning services to help his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/26/2017 - Present
J.p. Morgan Securities LLC (BEVERLY HILLS CA)
CA
04/17/2013 - 11/14/2013
MONARCH BAY SECURITIES, LLC (EL SEGUNDO CA)
NY
08/01/2005 - 03/15/2013
MND PARTNERS, INC. (NEW YORK NY)
NY
05/15/2001 - 08/02/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/22/1997 - 05/14/2001
RICHARD A. ROSENBLATT & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 02/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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