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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Connolly is an investment advisor representative with Cetera Investment Advisers LLC, based in Overland Park, KS. Neil has over 20 years of experience in the financial services industry and is a Certified Financial Planner. He is registered to provide investment advice in Kansas, Texas, and several other states. Neil is dedicated to helping clients reach their financial goals through comprehensive financial planning, wealth management, and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
11/08/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
KS
01/23/2024 - 07/03/2024
COMMONWEALTH FINANCIAL NETWORK (OVERLAND PARK KS)
KS
01/09/2022 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Leawood KS)
KS
07/12/2005 - 12/20/2023
TD AMERITRADE, INC. (Leawood KS)
TX
05/24/2000 - 07/11/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
WI
06/10/1998 - 08/12/1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
06/10/1998 - 08/12/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 08/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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