Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Meyer is a financial advisor with over 23 years of experience in the industry. Neil is currently registered with UBS Securities LLC and is a Series 7, Series 24, Series 63, and Series 79TO licensed representative. Previously, Neil has been a registered representative with Barclays Capital Inc., Lehman Brothers Inc., Dresdner Kleinwort Wasserstein Securities LLC, and Dresdner Kleinwort Wasserstein, LLC. Neil has been actively registered with the Financial Industry Regulatory Authority (FINRA) for over 25 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/18/2023 - Present
UBS Securities LLC (New York NY)
NY
09/22/2008 - 08/24/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/18/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/01/2005 - 04/19/2005
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
09/28/2000 - 01/01/2005
DRESDNER KLEINWORT WASSERSTEIN, LLC (NEW YORK NY)
BC
Issued 08/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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