Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Canell is a financial advisor with over 30 years of experience in the industry. Neil is currently registered with Wells Fargo Clearing Services, LLC in New York and Texas. Neil has also held previous positions with Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., CIBC World Markets Corp., and Lehman Brothers Inc. Neil has a wide range of experience working with high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Neil is a highly experienced advisor who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/30/2024 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
06/01/2009 - 04/28/2017
MORGAN STANLEY (NEW YORK NY)
NY
11/10/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/28/2000 - 11/21/2006
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
11/14/1994 - 05/10/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/25/1993 - 12/02/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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