Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Huguenin Victor is a financial advisor with Wells Fargo Clearing Services, LLC. Neil has been in the financial services industry since 1986. Neil holds licenses for both securities and investment advisory services and has worked with Wachovia Securities, Inc. and Prudential Securities Incorporated in the past. Neil is registered in many states and has a strong record of providing financial advice to individuals, corporations, and institutions. Neil has a long and successful career in financial services, specializing in providing financial planning and investment management services. Neil's experience and expertise can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/20/2024 - Present
Wells Fargo Clearing Services, LLC (SAVANNAH GA)
NC
11/05/1999 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
09/06/1990 - 11/10/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/21/1986 - 09/11/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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