Unclaimed
Neil Hubert is a financial advisor who has been in the industry since September 17, 2003. Currently, Neil is registered with J.p. Morgan Institutional Investments Inc., a firm located in New York, NY. Neil has worked for several firms over the years, including J.P. MORGAN SECURITIES LLC, Jefferies LLC, CITIGROUP GLOBAL MARKETS INC., PRUCO SECURITIES, LLC., and Goldman, Sachs & Co.. Neil is currently not registered with any states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/23/2024 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NJ
02/03/2022 - 01/09/2024
J.P. MORGAN SECURITIES LLC (Jersey City NJ)
NY
05/18/2018 - 02/09/2022
JEFFERIES LLC (NEW YORK NY)
NY
01/28/2015 - 06/07/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
10/09/2013 - 01/22/2015
PRUCO SECURITIES, LLC. (ISELIN NJ)
NY
01/20/2005 - 07/03/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/01/2002 - 07/28/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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