Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Howard Resnik is an investment advisor representative with Equity Services, Inc. Neil has been in the industry since 1980 and has worked at several firms including New England Securities, Princor Financial Services Corporation, and Southmark Financial Services, Inc. Neil specializes in retirement planning and asset management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
04/13/2016 - Present
Equity Services, Inc. (MONTPELIER VT)
NY
10/04/2001 - 03/07/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
12/21/1988 - 10/03/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
05/01/1987 - 12/31/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
09/06/1983 - 05/19/1987
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
07/06/1983 - 09/06/1983
WZW FINANCIAL SERVICES, INC.
NA
10/03/1980 - 07/05/1983
CORNERSTONE FINANCIAL SERVICES, INC.
BC
Issued 09/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/30/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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