Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Graff is an investment professional with over 35 years of experience in the financial services industry. Neil is a Certified Financial Planner™ professional. Neil is currently registered with United Planners' Financial Services Of America A Limited Partner. Neil is also registered with the states of Arizona, California, Colorado, Florida, Iowa, Minnesota, Missouri, Nebraska, South Dakota, and Washington. Neil has previously been registered with Securities America, Inc., Eide Bailly Securities, LLC, CAP PRO BROKERAGE SERVICES, INC., Woodbury Financial Services, Inc., FBL MARKETING SERVICES, INC., and Royal Alliance Associates, Inc.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
04/05/2019 - Present
United Planners' Financial Services OF America A Limited Partner (SIOUX FALLS SD)
SD
09/26/2005 - 10/01/2015
SECURITIES AMERICA, INC. (SIOUX FALLS SD)
ND
02/07/2005 - 11/23/2009
EIDE BAILLY SECURITIES, LLC (FARGO ND)
OH
05/25/2004 - 10/04/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
MN
08/05/1994 - 06/01/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
01/31/1994 - 01/31/1996
FBL MARKETING SERVICES, INC. (WEST DES MOINES IA)
AZ
11/19/1989 - 08/17/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/29/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 11/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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