Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Daley is a financial advisor with Osaic Wealth, Inc. Neil has been in the financial industry since 1986. Neil has a strong background in investment advisory and commission-based products, with experience in fixed insurance, annuities, and indexed life insurance. Neil is also a branch manager for Securities America Advisors.
BRISTOL, CT
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/14/2024 - Present
Osaic Wealth, Inc. (BRISTOL CT)
CT
08/01/2016 - 06/14/2024
SECURITIES AMERICA, INC. (BRISTOL CT)
CT
01/01/2004 - 08/23/2016
CETERA ADVISORS LLC (BRISTOL CT)
OH
08/31/1998 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
PA
08/24/1988 - 09/10/1998
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
NA
09/24/1986 - 08/17/1988
FIRST INVESTORS CORPORATION
BC
Issued 7/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/23/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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