Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Ickes is an investment advisor representative who has been in the industry since 2001. Neil is currently registered with Allstate Financial Advisors, LLC, and is licensed in 19 states. Neil has a broad range of experience, having worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones in the past. Neil has earned the Certified Financial Planner designation and holds a Series 63, Series 65, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
OH
06/08/2021 - Present
Allstate Financial Advisors, LLC (Findlay OH)
OH
01/06/2005 - 12/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FINDLAY OH)
MO
05/01/2001 - 01/05/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 02/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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