Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Guarniere is a financial advisor with over 10 years of experience in the industry. Neil is currently registered with J.P. Morgan Securities LLC. Prior to joining J.P. Morgan Securities LLC, Neil worked with several other financial firms including Cetera Advisor Networks LLC, Ameriprise Financial Services, LLC, and CADARET, GRANT & CO., INC. Neil has a wide range of experience and expertise in financial planning, portfolio management, and investment advisory services. Neil holds Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
01/26/2023 - Present
J.p. Morgan Securities LLC (LAKE GROVE NY)
NY
10/06/2022 - 12/16/2022
CETERA ADVISOR NETWORKS LLC (WOODBURY NY)
TX
01/25/2022 - 06/27/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Richardson TX)
NY
10/14/2020 - 12/31/2021
CADARET, GRANT & CO., INC. (JERICHO NY)
TX
07/14/2020 - 09/16/2020
LINCOLN INVESTMENT (AUSTIN TX)
NY
02/24/2020 - 03/03/2020
SCORE PRIORITY CORP. (NEW YORK NY)
TX
09/16/2019 - 11/01/2019
LION STREET FINANCIAL, LLC (AUSTIN TX)
TX
10/19/2015 - 06/25/2019
LINCOLN INVESTMENT (AUSTIN TX)
NY
02/12/2013 - 11/25/2013
LPL FINANCIAL LLC (MASSAPEQUA NY)
TX
01/26/2012 - 03/22/2012
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
NY
01/01/2010 - 02/11/2010
METLIFE SECURITIES INC. (MELVILLE NY)
IA
Issued 11/25/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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