Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Lance is a financial advisor with over 25 years of experience in the industry. Neil currently works with EFS Advisors and Advanced Advisor Group, LLC. Neil is licensed to provide financial advice in Minnesota, Washington, Wisconsin, and Iowa. Neil has earned the Series 7, Series 63, Series 65, Series 24, Series 52TO, and Series 62 licenses. Neil's areas of expertise include financial planning, pension consulting, educational seminars, publication of periodicals, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WA
04/25/2023 - Present
EFS Advisors (Snohomish WA)
NJ
02/16/2023 - 06/16/2023
PRESIDENT STREET GLOBAL, LLC (RED BANK NJ)
WA
02/01/2023 - 02/27/2023
FIDELITY BROKERAGE SERVICES LLC (BELLEVUE WA)
WA
03/22/2022 - 05/20/2022
U.S. BANCORP INVESTMENTS, INC. (EVERETT WA)
WA
02/16/2007 - 04/07/2022
LPL FINANCIAL LLC (BELLEVUE WA)
WA
03/10/2004 - 02/16/2007
WM FINANCIAL SERVICES, INC. (LYNNWOOD WA)
MN
10/20/2003 - 02/23/2004
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
08/25/2000 - 10/15/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
10/01/1996 - 08/28/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 04/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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