Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Greenspan is an investment advisor representative who has been in the industry since February 2004. Neil is currently registered with Oppenheimer & Co. Inc. and is also registered with the state of New York, California, New Jersey, and Texas. Neil has been active in both the broker-dealer and investment advisor spaces and has held previous roles with Barclays Capital Inc. and Lehman Brothers Inc. Neil holds multiple licenses, including Series 7, Series 50, Series 63, and Series 65 licenses. Neil specializes in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, as well as pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/17/2017 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
09/22/2008 - 10/27/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/24/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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