Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Gardenswartz is an investment advisor representative currently registered with Osaic Wealth, Inc. based in Lone Tree, CO. Neil has over 22 years of experience in the financial industry, having previously worked for Woodbury Financial Services, Inc., Northeast Securities, Inc., and H&R Block Financial Advisors, Inc. Neil's expertise lies in providing financial planning, pension consulting, educational seminars, and selection of other advisors to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/13/2024 - Present
Osaic Wealth, Inc. (LONE TREE CO)
CO
05/11/2006 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (LONE TREE CO)
NY
01/29/2004 - 04/28/2006
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
MI
11/19/2001 - 01/30/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 06/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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