Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Harnen is a financial advisor with LPL Financial LLC, with a focus on providing financial planning, investment management, and consulting services. Neil has over 17 years of experience in the financial services industry. He is registered with the state of Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
12/19/2023 - Present
LPL Financial LLC (WHEATON IL)
IL
07/22/2022 - 07/12/2023
B. RILEY WEALTH MANAGEMENT (OAKBROOK TERRACE IL)
IL
02/05/2019 - 07/22/2022
NATIONAL SECURITIES CORPORATION (OAKBROOK TERRACE IL)
IL
07/08/2014 - 02/13/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (Woodridge IL)
IL
06/12/2007 - 05/16/2014
FIFTH THIRD SECURITIES, INC. (AURORA IL)
IL
10/04/2006 - 06/04/2007
CHASE INVESTMENT SERVICES CORP. (SCHAUMBURG IL)
IL
01/18/2006 - 05/09/2006
CASSANDRA TRADING GROUP, LLC (CHICAGO IL)
BOTH
Issued 10/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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