Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Fitzgerald is an experienced financial professional with over 30 years in the industry. Neil is currently a Registered Representative with Robert W. Baird & Co. Inc. in the Denver, Colorado branch office. Previously, Neil was registered with Stifel, Nicolaus & Company, Incorporated, and Legg Mason Wood Walker, Incorporated. Neil holds the Series 7, 24, 55, 57TO, and 63 licenses and has a broad range of experience serving individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
04/06/2015 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
07/08/2009 - 04/06/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)
NY
05/01/2008 - 06/16/2009
ROBERT W. BAIRD & CO. INCORPORATED (ALBANY NY)
MD
03/14/2007 - 03/31/2008
SCOTT & STRINGFELLOW, INC. (OWINGS MILLS MD)
MD
12/01/2005 - 03/19/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
MD
04/12/2002 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MN
10/10/2001 - 04/10/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MD
12/23/1994 - 09/07/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
03/04/1992 - 09/02/1994
DAIN BOSWORTH INCORPORATED
BC
Issued 02/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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