Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Fasulo is a registered representative with Cantor Fitzgerald & Co. and has been in the securities industry since 1996. Neil has held previous positions with NSX Securities LLC, Pershing LLC, Pershing Trading Company, L.P. and Donaldson, Lufkin & Jenrette Securities Corporation. Neil has passed the Series 7, Series 55, SIE and Series 57TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/15/2014 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NJ
04/13/2009 - 08/11/2014
NSX SECURITIES LLC (JERSEY CITY NJ)
NJ
09/09/2005 - 05/25/2007
PERSHING LLC (JERSEY CITY NJ)
NJ
01/03/1995 - 09/09/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
01/14/1994 - 01/03/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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