Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Evan Rinehart is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Neil has been in the financial industry since 1979. Neil has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2010. Neil has previously worked with UBS Financial Services Inc., Citigroup Global Markets Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., Bache Halsey Stuart Shields Incorporated, and Bache Halsey Stuart Inc. Neil is registered in 44 states and the District of Columbia. Neil is a Series 63, 65, 7 and 5 licensed representative. Neil is also a SIE licensed representative. Neil is a member of FINRA. Neil has an "active" status for both the broker-dealer and investment advisor registrations. Neil's primary office is in FRISCO, TX. Neil specializes in investment advisory services, investment management for individuals and businesses, and pension consulting. Neil's approximate asset amount is over $10 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/13/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
04/02/2004 - 03/03/2010
UBS FINANCIAL SERVICES INC. (ADDISON TX)
NY
01/15/1990 - 04/19/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/15/1988 - 01/30/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/26/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
06/09/1978 - 10/26/1978
E. F. HUTTON & COMPANY INC
NA
09/16/1977 - 07/05/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
02/01/1977 - 09/16/1977
BACHE HALSEY STUART INC.
IA
Issued 09/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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