Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Ellsworth is a financial advisor with Fidelity Brokerage Services LLC. Neil has been in the financial services industry since 2018. Neil is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Neil holds the following licenses and certifications: Series 6, Series 7, Series 9, Series 10, Series 63, and the SIE. Neil's prior experience includes Northwestern Mutual Investment Services, LLC. Neil's office is located in Salt Lake City, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
12/06/2018 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
08/10/2018 - 09/18/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SALT LAKE CTY UT)
BC
Issued 08/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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