Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Edward Bohlen is a registered representative with Wells Fargo Clearing Services, LLC. Neil has been in the industry since January 2002 and has experience with Wachovia Securities, Inc. as well as Wells Fargo Advisors LLC. Neil is registered with the state of North Carolina as an investment advisor representative and as a broker. Neil has earned his Series 66, 27, 4, 10, 9, 24, 99TO, SIE and 7 licenses. Neil's expertise includes portfolio management for individuals and businesses, as well as investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/21/2002 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
01/03/2002 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 02/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/06/2003
Series 4 - Registered Options Principal Examination
BC
Issued 06/10/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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