Unclaimed
Neil Edward Barney is a financial professional with over 20 years of experience in the industry. Neil is currently registered with Allstate Financial Services, LLC and has previously been registered with Commonwealth Financial Network and Signator Investors, Inc. Neil's experience includes general securities representative, investment company products/variable contracts, and securities industry essentials. Neil is licensed to provide investment advice in 20 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
08/05/2003 - Present
Allstate Financial Services, LLC (Draper UT)
MA
09/13/2002 - 06/24/2003
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
10/11/2000 - 10/15/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 10/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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