Unclaimed
Neil Tullett is a financial professional with over 7 years of experience in the securities industry. Neil has a Series 7, Series 24, and SIE licenses. Neil currently works as a registered representative for TP Icap Global Markets Americas LLC. Previously, Neil was associated with Tullett Prebon Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
05/05/2016 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
BC
Issued 08/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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