Unclaimed
Neil Snider is a registered representative with Raymond James Financial Services Advisors, Inc. Neil has been in the securities industry since 1988. Neil is registered in 14 states for both securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
03/14/2016 - Present
Raymond James Financial Services Advisors, Inc. (Sarasota FL)
FL
10/21/2011 - 03/02/2016
OPPENHEIMER & CO. INC. (SARASOTA FL)
FL
09/21/2006 - 10/21/2011
NORTHERN TRUST SECURITIES, INC. (SARASOTA FL)
FL
09/28/2006 - 09/30/2011
VISION INVESTMENT SERVICES, INC. (SARASOTA FL)
FL
05/26/2006 - 09/27/2006
MORGAN STANLEY DW INC. (SARASOTA FL)
FL
01/01/1998 - 05/31/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SARASOTA FL)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MO
07/25/1994 - 08/16/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
MA
03/04/1991 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
RI
12/04/1989 - 03/06/1991
FISCO EQUITY, INC. (LINCOLN RI)
NA
09/27/1988 - 01/09/1989
PAINEWEBBER INCORPORATED
NA
01/05/1987 - 01/23/1988
INTERSTATE SECURITIES CORPORATION
NA
07/23/1986 - 01/21/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 11/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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