Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil David Russell is a registered investment advisor representative with Neuberger Berman BD LLC. Neil has been in the industry since January 19, 2013. Neil is registered with the states of Illinois, Michigan, and New York. Neil is also a registered principal with the Financial Industry Regulatory Authority (FINRA). Neil has a Series 65, 63, 30, 7, 3, and SIE. Neil specializes in providing investment advice to individuals, corporations, and other businesses. Neil can provide financial planning services, as well as portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
IL
03/20/2012 - 07/02/2013
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
IA
Issued 12/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2010
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2007
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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