Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Rubinstein is a financial advisor with over 20 years of experience in the industry. Neil is currently registered with Rockefeller Financial LLC and is licensed in 34 states, including Texas, California, and New York. Neil has a strong background in both securities and investment advisory services, and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Neil is committed to providing his clients with personalized financial advice and investment strategies tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/28/2019 - Present
Rockefeller Financial LLC (Dallas TX)
TX
10/24/2001 - 07/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
11/02/2000 - 10/05/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BOTH
Issued 12/01/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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