Unclaimed
Neil David Raisanen is a financial advisor at Raymond James Financial Services Advisors, Inc. with over 40 years of experience in the financial services industry. Neil has been registered with the firm since 2008 and holds Series 7, 9, 10, 63 and 65 licenses. Neil is a registered Investment Advisor Representative in Minnesota and Wisconsin. Neil has also worked for PIPER JAFFRAY & CO. and RAYMOND JAMES & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MN
01/01/2025 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PAUL MN)
MN
06/15/2004 - 04/24/2008
RAYMOND JAMES & ASSOCIATES, INC. (ST. PAUL MN)
MN
04/20/1983 - 06/21/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 12/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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