Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil David Azous is a Managing Member and CEO&CIO/Founder of Rareview Capital LLC. Neil has been in the financial industry since 2000. Prior to joining Rareview Capital LLC, Neil was a Managing Director at Mischler Financial Group, Inc. and Navigate Advisors. Neil has a wide range of experience in the financial industry, including investment banking, trading, and portfolio management. Neil is a licensed Investment Advisor Representative in Nevada. Neil is a member of the New York Society of Security Analysts. Neil is also a registered representative of Rareview Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NV
12/08/2020 - Present
Rareview Capital LLC (LAS VEGAS NV)
CT
06/04/2013 - 08/30/2016
MISCHLER FINANCIAL GROUP, INC. (STAMFORD CT)
CT
04/15/2008 - 05/01/2013
NAVIGATE ADVISORS (STAMFORD CT)
CT
01/05/2004 - 04/07/2008
UBS SECURITIES LLC (STAMFORD CT)
NY
01/17/2003 - 01/09/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
07/17/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/17/2000 - 03/27/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 08/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/23/2004
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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