Unclaimed
Neil D. Hance has been in the financial industry since 2014. Neil currently is registered with The Leaders Group, Inc. based in Littleton, CO. Neil has worked in the past with MML Investors Services, LLC and Hornor, Townsend & Kent, LLC. Neil holds Series 6 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/30/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
10/28/2019 - 12/31/2022
MML INVESTORS SERVICES, LLC (MELVILLE NY)
NY
02/06/2018 - 07/12/2019
HORNOR, TOWNSEND & KENT, LLC (HAUPPAUGE NY)
NY
04/24/2014 - 01/22/2018
MML INVESTORS SERVICES, LLC (MELVILLE NY)
BC
Issued 08/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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